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Jobs (108 Matches)
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1. Document Controller   (Temporary)3 hour(s) ago
OfficeTeam - United States, ID, Boise - Not rated - (view employer jobs)
Categories: Admin - Clerical, Customer Service, LegalJob DescriptionRef ID: 03590-112497Classification: General Office ClerkCompensation: $11.25 to $12.00 per hourOfficeTeam is looking for a Compliance Specialist! The Compliance Specialist will ensure proper documentation is received and filed according to HUD regulations. The Specialist will be highly detail oriented, accurate, and ...
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2. Compliance Officer   (Fulltime)3 hour(s) ago
Robert Half Finance & Accounting U.S. - United States, NY, New York Mills - Not rated - (view employer jobs)
Categories: Accounting, FinanceJob DescriptionRef ID: 02944-103737Classification: Compliance OfficerCompensation: DOESummary: Midtown New York City asset management firm is seeking a Mid-Senior Compliance Analyst. The position requires a strong understanding of how to code and to monitor in the Bloomberg Order Management System and monitor; Strong Knowledge of Investment Advisor and ...
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3. Compliance Officer   (Fulltime)3 hour(s) ago
Robert Half Finance & Accounting U.S. - United States, NY, New York Mills - Not rated - (view employer jobs)
Categories: Accounting, FinanceJob DescriptionRef ID: 02944-103810Classification: Compliance OfficerCompensation: DOEA broker dealer/investment management company is looking for a Compliance Officer with at least 5 years of experience in the securities/advisory business. The individual will work closely with the CCO and both will be supported by two operational officers. This is ...
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4. Compliance Specialist (Series 24)   (Fulltime)4 hour(s) ago
Ascendo Resources - United States, FL, Fort Lauderdale - Not rated - (view employer jobs)
Categories: FinanceJob DescriptionOur client a Broker/Dealer is seeking to hire a Compliance Specialist. Opening of new Accounts. Reviewing accounts for Suitability. Ability to partner with Advisors on compliance issues. Job RequirementsRequirements Include: 2 + years ...
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5. Officer, Compliance   (Fulltime)6 hour(s) ago
BMO Harris Bank - United States, NY, New York Mills - Not rated - (view employer jobs)
Categories: BankingJob DescriptionDescriptionThis position plays a key role in the execution of the Compliance Monitoring and Testing Plan as developed by the Senior Capital Markets Compliance Officers for US Capital Markets Sales and Trading activities. The position will also assist with regulatory examinations for relevant US Capital Markets Assessable Units ...
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Renowned Healthcare Company - Costa Mesa, CA
of operations Manages Business Analysis team Manages Operations finance team KEY RESPONSIBILITIES AND DUTIES: ... forecast team Coordinates with Finance for budgeting, and financial analysis for operations organization Oversee...>
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6. Futures Compliance Officer   (Fulltime)7 hour(s) ago
NewEdge - United States, NY, New York Mills - Not rated - (view employer jobs)
Categories: Finance, Information Technology, OtherJob DescriptionDEPARTMENT:                 Compliance        JOB TITLE:                            Futures - Compliance Officer      LOCATION:                         New York TASKS AND RESPONSIBILITIES: Participate in the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with regulatory inquiries and investigations. Act as a liaison between external auditors and internal ...
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7. Regulatory Data Specialist - Trade Compliance   (Fulltime)9 hour(s) ago
Pace Analytical Services, Inc. - United States, MN, Saint Paul - Not rated - (view employer jobs)
Categories: QA - Quality ControlJob DescriptionRegulatory Data Specialist - Trade Compliance ...
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8. Compliance Coordinator   (Fulltime)13 hour(s) ago
State National Companies - United States, TX, Bedford - Not rated - (view employer jobs)
Categories: Insurance, Research, Legal AdminJob DescriptionState National Companies is a privately held insurance company with over 40 years in business. Are you looking for stability? Look no further you have found it here. We value our employees by offering a health benefit package, vacation and ...
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9. Compliance Officer I, II, III   (Fulltime)15 hour(s) ago
Central Pacific Bank - United States, HI, Honolulu - Not rated - (view employer jobs)
Categories: BankingJob DescriptionCompliance Officer I, II, III Position Function: Responsible for implementing various aspects of the Bank’s Compliance Management System (CMS), for the purpose of ensuring the Bank’s compliance with all federal and state consumer protection laws, rules, and regulations, the Bank’s internal policies and procedures, and industry, ethical or fiduciary standards ...
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10. Markets Compliance Officer   (Fulltime)21 hour(s) ago
Michael Page - United States, NY, New York Mills - Not rated - (view employer jobs)
Categories: BankingJob DescriptionSummaryMarkets Compliace Officer role at a large investment bank based in New York, with a focus on Dodd Frank Compliance.Client DetailsGlobal investment bank with a significant North American presence.DescriptionManage the continual development and implementation of the Swap Dealer ManualEnsure that the Manual is reasonably designed to ensure compliance ...
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COMPLIANCE OFFICER
Georgia Department of Labor - Albany, GA
proven ability to identify and apply to the banks business operations. Strong communication skills, including ability ... compliance auditors. Manage the process of documenting compliance processes, including preparation of detailed...>
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Georgia Department of Labor - Alpharetta, GA
and passionate Compliance & Ethics (C&E) healthcare compliance lead that is capable of being deployed on ... and implementation of compliance policies and evaluate the compliance implications of planned business activities. This...>
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U.S. Department of Veterans Affairs - Las Vegas, NV
consolidated business entity established to enhance revenue operations throughout the Veterans Health Administration ... management, patient access, compliance, insurance, financial reporting. 3. Ability to communicate in numerous...>

11. Regulatory Compliance Associate Job in Chicago, Illinois   (Temporary)23 hour(s) ago
Special Counsel - United States, IL, West Chicago - Not rated - (view employer jobs)
Categories: FinanceJob DescriptionJob Classification: ContractA Regulatory Compliance Associate Job is currently available via Special Counsel in Chicago, Illinois. Our client, a well-respected investment management firm is seeking candidates with at least four years of regulatory experience in the financial services industry. A Bachelor’s Degree is required and Series 7 & ...
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12. Temporary Regulatory Compliance Associate Job in Chicago, Illinois   (Temporary)23 hour(s) ago
Special Counsel - United States, IL, West Chicago - Not rated - (view employer jobs)
Categories: FinanceJob DescriptionJob Classification: ContractA Temporary Regulatory Compliance Associate Job is currently available via Special Counsel in Chicago, Illinois. Our client, a well-respected investment management firm is seeking candidates with at least four years of regulatory experience in the financial services industry. A Bachelor’s Degree is required and Series 7 ...
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13. Compliance Officer   (Fulltime)1 day ago
Robert Half Legal - United States, CO, Denver - Not rated - (view employer jobs)
Categories: Professional Services, LegalJob DescriptionRef ID: 00610-148370Classification: ParalegalCompensation: $55,000.00 to $75,000.00 per yearDenver Legal Associate-Asset Management!! The Legal Associate will be reporting to the New York-based General Counsel. The Denver-based Legal Associate will provide support to the Firms asset management business, focusing on both registered and unregistered investment products. ...
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14. Compliance Officer   (Fulltime)1 day ago
Robert Half Legal - United States, CO, Denver - Not rated - (view employer jobs)
Categories: Professional Services, LegalJob DescriptionRef ID: 00610-148365Classification: ParalegalCompensation: $70,000.00 to $90,000.00 per yearDenver Mutual Fund Compliance Associate!!! The Mutual Funds Compliance Associate should have 3-5 years of experience, and will be reporting to the New York-based Chief Compliance Officer. The Denver-based Compliance Associate will provide support to Firms asset ...
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15. Compliance Officer   (Fulltime)1 day ago
Robert Half Legal - United States, CO, Denver - Not rated - (view employer jobs)
Categories: Professional Services, LegalJob DescriptionRef ID: 00610-148364Classification: ParalegalCompensation: $125,000.00 to $150,000.00 per yearDenver Compliance Officer Reporting to the New York-based Chief Compliance Officer, the Denver-based Compliance Officer supports the Firms Denver manager-of-managers investment advisory business, which provides outsourced investment solutions for clients, including endowments, foundations, registered investment companies and ...
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16. TRADE COMPLIANCE SPECIALIST   (Fulltime)1 day ago
Koch Fertilizer LLC - United States, KS, Wichita - Not rated - (view employer jobs)
Categories: OtherJob DescriptionKoch Ag & Energy Solutions, LLC and its subsidiaries own or have interests in nitrogen fertilizer plants in the United States, Canada, and Trinidad and Tobago. The companies cover global demand through terminals in the U.S., Canada, Mexico, Brazil, Australia, France and the United Kingdom. Koch Ag & ...
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17. Compliance Specialist – Medicaid/Medicare   (Fulltime)1 day ago
CIGNA - United States, MD, Baltimore - Not rated - (view employer jobs)
Categories: LegalJob DescriptionMonitors and ensures compliance with federal and state regulatory reporting requirements per contractual agreements. May establish and maintain contacts with the state oversight agencies and the Centers for Medicare and Medicaid Services (CMS). Responsible for submitting monthly and quarterly state reports to the respective state agencies. May spend ...
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18. Compliance Officer   (Fulltime)2 days ago
Snelling - United States, NY, Grand Island - Not rated - (view employer jobs)
Categories: QA - Quality ControlJob DescriptionPOSITION SUMMARY The Compliance Officer works with the Compliance Management Team to support and maintain the Quality Systems in place at the Production Unit from a local, regional and global perspective. This function serves to help identify and correct any cGMP inadequacies in order to support manufacturing operations and maintain ...
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19. Compliance Associate   (Fulltime)2 days ago
Recruiting - United States, FL, Miami Beach - Not rated - (view employer jobs)
Categories: Admin - Clerical, OtherJob DescriptionCompliance Associate We are currently seeking an experienced Compliance Associate to join our team in Miami, FL.Job Responsibilities:Maintains accurate new accounts records.Assists in the opening approval of clients accounts.Conducts enhance due diligence reviews of high risk account as needed.Reviews AML alerts from our various ...
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20. Securities Associate - Chicago   (Temporary)2 days ago
Special Counsel - United States, IL, West Chicago - Not rated - (view employer jobs)
Categories: LegalJob DescriptionJob Classification: ContractA Securities Associate position is available immediately courtesy of Special Counsel in Chicago, IL.  If you have at least four years of substantial experience in Securities Law then you may be the perfect candidate for this tremendous opportunity.  This position is as rewarding as it is ...
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