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Jobs (141 Matches)
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1. Investment Adviser Compliance Officer   (Fulltime)6 hour(s) ago
Infinity Consulting Solutions - United States, NY, New York Mills - Not rated - (view employer jobs)
Categories: BankingJob DescriptionThis position will be a Senior Compliance Officer in the Fund Compliance Group which supports the Fund Chief Compliance Office and the Fund Boards in conjunction with maintenance of a Compliance Program to satisfy SEC Rule 38a-1 of the Investment Company Act. Manages compliance efforts for the Company ...
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2. Compliance Coordinator   (Fulltime)19 hour(s) ago
Aerotek - United States, FL, Port Saint Lucie - Not rated - (view employer jobs)
Categories: Admin - ClericalJob DescriptionContract Hours: 8:30-5 PM M-F This individual will be assisting with the OIG/GSA annual exclusion reporting, preparing the annual compliance reporting and researching compliance training video and cartoons to assist with the developing more effective compliance training. This includes rewrigint privacy, FWA, code of conduct and ...
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3. Securities Compliance Specialist II   (Fulltime)1 day ago
MT Bank - United States, NY, Buffalo - Not rated - (view employer jobs)
Categories: QA - Quality ControlJob DescriptionJob Posting:  Jun 25, 2014, 9:12:52 AM Unposting Date:  Ongoing   Securities Compliance Specialist II Location - Buffalo, NY   The Opportunity:Responsible for ensuring that M&T Securities, Inc. remains in compliance with applicable Federal and State statutes by evaluating the risks associated with current, new, and ...
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4. Sr. Officer, Compliance Front Office   (Fulltime)2 days ago
Western Union, LLC - United States, NY, New York Mills - Not rated - (view employer jobs)
Categories: QA - Quality ControlJob DescriptionWestern Union is changing. Yes, we’re the company that moves money around the world quickly and reliably in 200 countries and territories. We are also present in over 510,000 locations bringing immense distribution convenience to our consumers. But we’re on the cusp of becoming much ...
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5. QA Specialist III/IV, Wallkersville, MD   (Fulltime)2 days ago
Lonza Group - United States, MD, Prince Frederick - Not rated - (view employer jobs)
Categories: QA - Quality ControlJob DescriptionLonza is growing and hiring a QA Specialist III/IV to join our team! The QA Specialist III/IV is responsible for all activities involving quality assurance and compliance with applicable regulatory requirements. A wide degree of creativity and latitude is necessary. Individual should be independent and perform as an equal ...
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Milton Hershey School’s financial operations for compliance and best practices from an accounting perspective, ... Minimum of 5 years conducting financial and/or accounting analysis...>
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6. Head Start - Compliance Specialist   (Fulltime)2 days ago
Crystal Stairs, Inc. - United States, CA, Los Angeles - Not rated - (view employer jobs)
Categories: Education, QA - Quality ControlJob DescriptionCrystal Stairs, Inc. Crystal Stairs is one of the largest private non-profit child development corporations in the State of California. We help families locate affordable and appropriate childcare through a variety of services, working with childcare providers, educators, advocates, and community members to positively impact the lives ...
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7. QA Specialist III   (Fulltime)2 days ago
Lonza Group - United States, MD, Prince Frederick - Not rated - (view employer jobs)
Categories: BiotechJob DescriptionLonza is hiring a QA Specialist to join our team in Walkersville! The QA Specialist will be responsible for all activities involving quality assurance and compliance with applicable regulatory requirements. A wide degree of creativity and latitude is necessary. A minimum amount of supervision should be needed. ...
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8. Compliance Officer, Securities   (Fulltime)2 days ago
NewEdge - United States, NY, New York Mills - Not rated - (view employer jobs)
Categories: Finance, Information Technology, OtherJob Description Conduct Surveillance of all equity and equity option activities using the Firm’s SmartsBroker tool. Point person for equities and options trading desks on regulatory matters. Perform advisory functions for electronic trading and direct market access compliance Manage exchange, regulatory and internal audit reviews. Research and respond ...
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9. Officer, Regulatory Communications   (Fulltime)2 days ago
American Red Cross - United States, DC, Washington - Not rated - (view employer jobs)
Categories: OtherJob DescriptionThe American Red Cross Regulatory Affairs Department contribute to the mission of the Red Cross by facilitating the communications with the FDA, AABB, and other regulatory bodies.  We are currently seeking driven, detail oriented Officer, Regulatory Communications to support operations.As an Officer, Regulatory Communications will serve as facilitator ...
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10. Senior Officer, Compliance (Work From Home)   (Fulltime)3 days ago
Western Union, LLC - United States, CA, Los Angeles - Not rated - (view employer jobs)
Categories: QA - Quality ControlJob DescriptionWestern Union is changing. Yes, we’re the company that moves money around the world quickly and reliably in 200 countries and territories. We are also present in over 510,000 locations bringing immense distribution convenience to our consumers. But we’re on the cusp of becoming much ...
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11. Sr. Securities Counsel   (Fulltime)3 days ago
Mallinckrodt - United States, MO, Hazelwood - Not rated - (view employer jobs)
Categories: OtherJob DescriptionMallinckrodt Pharmaceuticals is an independent, publicly traded, $2.1 billion company. A market leader in specialty pharmaceuticals and global medical imaging, we develop, manufacture and market products that help diagnose serious illnesses and treat pain. Our specialty pharmaceuticals business encompasses branded and generic products as well as the active ...
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12. Trade Compliance Supervisor   (Fulltime)3 days ago
TOMS - United States, CA, Los Angeles - Not rated - (view employer jobs)
Categories: QA - Quality Control, ManagementJob DescriptionJOB DESCRIPTION SUMMARY: This position is primarily responsible for ensuring and managing compliance activities effectively and efficiently in the current international markets & emerging new markets. Key responsibilities are in four major areas: (1) Coordination of efforts to meet and maintain high performance levels ...
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13. Assistant Compliance Officer   (Fulltime)3 days ago
MR-MRI-North Naples - United States, IA, West Burlington - Not rated - (view employer jobs)
Categories: Banking, FinanceJob DescriptionReference Number: 1421 Location: Burlington, IA/Quad Cities Impressive Growth Comes From Clean Business Practices... If your career has focused on regulatory issues, best business practices, and responsible banking, a community-centered and growing institution needs a… ASSISTANT COMPLIANCE OFFICER This locally-owned institution has expanded their market presence and market share for over 100 years, and to make ...
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14. Compliance Senior Specialist-Capital Markets   (Fulltime)3 days ago
PNC - United States, PA, Pittsburgh - Not rated - (view employer jobs)
Categories: ManufacturingJob DescriptionThe Compliance Senior Specialist position is located in Philadelphia PA or Cleveland OH.  This position reports to the Bank Capital Markets Compliance Manager and is responsible for performing moderate to complex research, analysis and monitoring of compliance issues relating to the rules and regulations governing swap dealers and other ...
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15. Compliance Associate   (Temporary)3 days ago
Randstad Professionals - United States, TN, Nashville - Not rated - (view employer jobs)
Categories: Entry LevelJob DescriptionCompliance Associate Contract Position: 3 Months Responsibilities: Coordinates data compilation, process communication and document maintenance. Establishes and maintains database and instructional materials utilized by various areas. Provides support to continually enhance the effectiveness of the member material review ...
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16. GMP QA Officer III   (Fulltime)3 days ago
Covance - United States, IN, Greenfield - Not rated - (view employer jobs)
Categories: QA - Quality Control, Biotech, PharmaceuticalJob DescriptionGMP QA Officer III Greenfield, IN - relocation assistance is available. Covance is hiring an experienced GMP QA Officer to join the team in Greenfield, IN. In this role you will support the implementation of the global GMP quality management system, helping to ...
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17. Medicare Compliance Analyst   (Fulltime)3 days ago
Catholic Health Initiatives - United States, WA, Federal Way - Not rated - (view employer jobs)
Categories: Health Care, QA - Quality ControlJob DescriptionSummary The primary role of the Compliance Specialist is to assist the Compliance Officer in the support of all Soundpath Health departments, with a specific focus on the Marketing and Sales Department, to work within the confines of the regulations and ...
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18. Compliance Senior Associate   (Fulltime)3 days ago
CIGNA - United States, CT, W Hartford - Not rated - (view employer jobs)
Categories: Health Care, Insurance, Legal AdminJob DescriptionHow To ApplyWe encourage you to complete all questions on the candidate profile if you wish to be considered for this opportunity.Pay Benefits Work ScheduleCigna offers a competitive compensation and comprehensive benefits package including health and wellness benefits, 401k plan, and work/life ...
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19. Compliance Officer   (Fulltime)3 days ago
John M. Floyd - United States, TX, South Houston - Not rated - (view employer jobs)
Categories: BankingJob DescriptionCompliance Officer Our client, a medium to small Texas bank is looking for a Compliance Officer. Must have experience as a compliance office in a bank, preferably a Texas Bank. All inquiries held in confidence until such time as you have been fully briefed on the client ...
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20. Part-Time Compliance Assistant   (Parttime)3 days ago
Marine Bank - United States, WI, Franklin - Not rated - (view employer jobs)
Categories: BankingJob Description Purpose: This position is responsible for providing administrative support and under the direction of Compliance Management to assist in administering the compliance program and testing operating procedures to ensure regulatory compliance.   In addition, assist with the scheduling, coordinating, and administering regulatory compliance training.   Accountabilities: Essential responsibilities include: ...
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